The main mechanism
of this constitution is for voters to elect both a Government, and an
alternative government in the form of an Opposition, by means of electing the
House of Commons. Having denied May her deal, the House of Commons has made
moves, partly successful, to take control of some executive functions,
regardless of any elected majority comprising one or more parties. Electors wonder:
who voted for that?
There are modern precedents
for Commons majorities to be achieved by crossing party affiliations. The
legislation that approved UK membership of the European Community in 1972 and
the vote for the invasion of Iraq in 2003 are examples. But both gave a mandate
for the actions of a more or less cohesive government having been elected with
a reasonable majority. Can this way of electing governments continue – and
should it? Are there alternatives that might protect the central constitutional
principle of parliamentary sovereignty?
Under the present
system, each constituency (at the moment there are 650 of these) elects one member of the House of Commons (known as
its ‘MP’ or ‘Member of Parliament’ - though technically the members of the
upper House of Lords are also members of Parliament). With rare exceptions, voters
elect a member with a party affiliation. This attachment signifies the party the
elected member will support to form a government, and specifically the
particular person who as its leader will become Prime Minister if that party has
a majority in the House of Commons. The elected member is the person with
the greatest number of votes cast by means of placing a mark by his or her name
on a piece of paper. This is ‘first past the post’ (FPTP).
The defects in this model are well known. It squeezes out alternatives who are thought unlikely to finish in the top two of a FPTP race. It therefore makes it very difficult to introduce new political movements in a Commons election. It focuses parties’ energy on ‘swing’ voters in ‘swing’ constituencies. The ‘popular’ vote (the total of all votes for all parties) is imperfectly represented in the make-up of the House of Commons (ie it is not a ‘proportional’ system). The House of Commons is beholden to the Executive and correspondingly weaker when it comes to holding it to account and developing innovation in policy and government.
The defects in this model are well known. It squeezes out alternatives who are thought unlikely to finish in the top two of a FPTP race. It therefore makes it very difficult to introduce new political movements in a Commons election. It focuses parties’ energy on ‘swing’ voters in ‘swing’ constituencies. The ‘popular’ vote (the total of all votes for all parties) is imperfectly represented in the make-up of the House of Commons (ie it is not a ‘proportional’ system). The House of Commons is beholden to the Executive and correspondingly weaker when it comes to holding it to account and developing innovation in policy and government.
There are strengths in
the system. The effect of FPTP is to
magnify a small advantage in votes to confer a clear majority on a winning
party. One benefit of this, generally and until recently, has been clearly
mandated government, in a way that may elude proportional systems. It makes it
virtually impossible for a party to win Commons representation with support
running at much below 30% of a widely distributed vote, so (it is thought) excludes ‘fringe’ parties that may be adverse to democratic values. It is
simple for electors to understand – they just decide which of two contenders
they prefer as Prime Minister, and put a mark by the relevant representative on
their local ballot. The single member constituency system creates a personal
relationship between the voters and the local MP.
The current
situation makes it doubtful whether many of these strengths still apply. We no
longer have binary politics where two pre-eminent forces command a roughly
similar balance across all parts of Britain. The Scottish situation means that a
party (the Scottish Nationalists or SNP) with 3% of the UK-wide vote has 35 seats (on 2017 results) out
of 650 in the Commons. By contrast the advocates of leaving the EU, the United Kingdom Independence Party, UKIP, took 12.6% of the UK-wide vote in 2015 but gained just one seat, and this was one already held by an ex-Conservative sitting MP. The
Liberal/SDP alliance in 1983 took over a quarter of UK votes to win 23 seats. In each case these disruptive political movements reshaped the political landscape but the system then excluded them from the space - the House of Commons - where decisions are made and people are held accountable for the consequences.
Neither major party can any longer guarantee that its MPs will support its leadership sufficiently to enable a government of that party to function effectively (the Conservatives because of its Leave/Remain split, Labour because of its socialist/social democrat split.) So the X on the ballot paper no longer has consistent significance as a way of electing a government. Past crises in the binary model have been resolved by adjustments in the two-party system to reflect the new balance of electoral advantage: we can think of Labour replacing the old Liberals after 1918, or Labour moving to the political centre to squeeze out the SDP after 1983. It is difficult to see scope for such transition out of the current democratic crisis.
Neither major party can any longer guarantee that its MPs will support its leadership sufficiently to enable a government of that party to function effectively (the Conservatives because of its Leave/Remain split, Labour because of its socialist/social democrat split.) So the X on the ballot paper no longer has consistent significance as a way of electing a government. Past crises in the binary model have been resolved by adjustments in the two-party system to reflect the new balance of electoral advantage: we can think of Labour replacing the old Liberals after 1918, or Labour moving to the political centre to squeeze out the SDP after 1983. It is difficult to see scope for such transition out of the current democratic crisis.
The House of
Commons’ many functions – executive, legislative, scrutiny – are now complicated
by devolution and so-called ‘asymmetrical federalism.’ Scotland and (less
powerfully) Wales have devolved Assemblies and their own governments with First
Ministers. England, with 85% of the UK population, has no devolved government
of its own, but through the devices of ‘EVEL’[1] it
functions at times as the legislative assembly just for England or just for
England and Wales. The Scottish situation creates an anomaly: well represented
in the House, but without a ready route for experienced politicians to reach
high office in the UK. Gordon Brown, holding a Scottish constituency, became PM in 2008 without controversy, but when he wanted to move his fellow Scot, the Chancellor
of the Exchequer, to the Home Office, Alistair Darling objected that such an
office could no longer be held by a Scot. When there was talk of the leader of
the Scottish Conservatives, Ruth Davidson, joining the Cabinet, the suggestion
was that she should be found an English constituency. It seems doubtful that an
MP from Scotland could now become PM. As long as Scotland continues to be part
of the Union, its experienced leaders must surely have a route to access to the
senior posts governing that Union. Meanwhile regional political representation
and governance in England has proceeded fitfully and inconsistently. The
current system fails to reflect English and English regional identities and
interests, and arguably Brexit is, among other things, an expression of these
frustrated attachments.
A further
complication arises from the way that major parties now elect their leaders.
From 1922 until 1983, Labour MPs chose their leader; since then a series of changing
arrangements has transferred this power to party members. The Conservatives
have undergone a similar transition. A little over one percent of the
electorate are members of the Labour Party[2],
and the corresponding proportion with the Conservatives is about a quarter of
one percent. Both groups are subject to high turnover, so represent shifting
sections of the population. The choice of Prime Minister on offer in a general
election reflects the choices of these tiny, unstable, self-selected fringe
groups. The policy choices then reflect the way these leaders compete in the
‘market’ for the favour of the voters who decide the outcome of elections, i.e.
‘swing’ voters in ‘swing’ constituencies. But as any economist can explain, for
a market to work effectively requires low entry barriers and large numbers of
competitors. A market dominated by two providers is not competitive.
Is the House of
Commons any longer fit for its many purposes? It is a theatre where complex
struggles are depicted in ritual combat in an overcrowded chamber, but things
that matter are analysed in sheltered alcoves or apparently empty spaces with
little public engagement. MPs are mostly selected by tiny groups of the party
faithful. They squeeze through to the Commons where around a quarter of them
are paid hirelings of the Executive and there are good prospects of high
office. Holders of high office perform three roles: running highly complex and
demanding government departments, they also operate politically under intense scrutiny
to justify their existence to public and Parliament, and serve as constituency
MPs for electorates that expect a wide range of public and private concerns to
be addressed by their parliamentary offices. A democratically empowered
electorate gazes at its political leaders, struggling amidst these multiple
duties to manage the business of an ancient state, disintegrate while private
griefs and personal anxieties are paraded as badges of their evident human
frailty. Since the fall of Blair we have seen, arguably, three dud Prime
Ministers and three elections that have failed to produce sustainable majority
governments. However Brexit goes, it is clear that many electors will feel betrayed,
and the risks to the legitimacy of democracy should not be underestimated. There
can be no certainty that more general elections will restore the current
system’s capacity to govern. A conversation about alternative systems to
sustain democracy is essential.
So what is to be
done?
The first priority
is to find an alternative way to elect a government. We must no longer hope to
elect a viable House of Commons which is simultaneously an executive body, a
legislature and a scrutiny body serving the Union, and England and/or England and
Wales.
We could elect a Prime Minister directly, but this would violate the
principle of Parliamentary sovereignty.
I suggest replacing
the House of Lords with a small UK Council of the Regions and Nations (CORN),
elected on a proportional basis with multi-member constituencies formed out of
the three smaller nations of the UK plus the regions of England[3].
In my proposal, the CORN
will provide the Monarch with one name for appointment as Prime Minister (PM)
who does not have to be a member of either House of Parliament. The PM will appoint
and manage Ministers who also do not have to be members of either house. This
government is referred to here as the Union Executive. The government will have
a dual function serving the UK and England[4]. The
PM will appoint a minister to serve as his or her Deputy who will fill the
office of PM in the event that the office of PM is vacated until a duly
appointed successor takes office.
The House of Commons
will be elected by single-member constituencies in England, using the
Alternative Vote method so that each member is endorsed by more than half of
the voters. The Commons will be the legislative body for England and scrutinise
the Union executive on behalf of the English electorate. The House of Commons
will be joined by representatives from Scotland, Wales and NI when
considering legislation affecting the whole Union and scrutinising the Union
executive as appropriate on behalf of the UK population as a whole. When acting
in this capacity I call it the House of Commons (Union).
The House of Commons
will use electronic methods to register votes. (The dramatic production whereby
MPs hang around the Palace of Westminster awaiting a bell to summon them to
trudge through corridors to be counted, at the end of which count the Speaker roars ‘unlock’,
has provided great entertainment for the world in recent weeks. But it is grossly
unfit for purpose in a modern representative democracy.)
The PM will appoint
a Secretary of State for England to appear regularly before the House of Commons
to account for the performance of the Union Executive in its capacity as the
government of England.
The PM will appoint
in each department of state a Parliamentary Secretary who is a member of the
House of Commons (Union) and will account to the House of Commons for the
performance of the department.
Vacancies in the
office of PM will be filled by means of the CORN providing the Monarch with the
name of the successor. The office of PM will be vacated if the sitting PM (1)
dies or (2) gives notice to the Monarch of an intention to resign or (3) is
dismissed by a resolution of the CORN with the consent of a majority of the
House of Commons acting in a Union capacity or (4) within eight weeks of the
election of a CORN if the CORN has provided the Monarch with the name of a
successor (therefore, if the CORN fails to agree on a successor, the existing
PM will remain in position and unless and until dismissed in accordance with
(3) above).
If a vacancy in the
position of a PM has arisen and no successor has been named by the CORN, then
the Deputy PM will succeed to the position of PM.
Election of a CORN
will take place every four years or sooner if the CORN resolves to dissolve
itself or is otherwise dissolved.
Casual vacancies in
the CORN arising through death, resignation or dismissal on grounds of gross misconduct
will be filled by means of a by-election in the constituency in which the
vacancy arises.
The election of a
House of Commons is determined by relevant legislation and is not subject to
any procedures of the CORN.
The procedures of
the House of Commons and of the three devolved national assemblies are to allow
a non-member to appear before the House or Assembly to answer questions. Ministers
including the PM will appear appropriately and regularly to answer questions in
the House of Commons and in the devolved national assemblies.
There will be a
procedure for the election and appointment of additional members of the upper
house. These will be people with relevant expertise and representatives of
interests. The upper house including CORN will scrutinise legislation emanating
from the three national assemblies and the House of Commons whether acting in
an English or a Union capacity.
There will be a
procedure for either House of Parliament to establish citizens’ juries to
consider matters of public policy or to scrutinise draft legislation or the performance
of the government and its agencies.
There will be an
official body known as the Parliamentary Office of Public Strategy (POPS) which
will provide the House of Commons and citizens’ juries with independent advice
on the long term policies which will sustain the constitution and strengthen
the United Kingdom, and in response to requests for advice by the House or by a
jury. POPS will be appointed solely by the House of Commons.
[1] So-called
‘English Votes for English Laws’, a parliamentary procedure to prevent MPs
voting at the final stage of legislation that affects only nations within the
UK in which their own constituency does not fall
[2]
These numbers are complicated by how ‘registered supporters’ (largely members
of affiliated Unions entitled to opt to vote) can also participate in Labour
leadership elections. About half a million people voted in the second election
of Jeremy Corbyn as leader in 2016 (and about 400,000 in his first election in
2015). The total UK electorate is 46 million.
[3]
Labour has in the past proposed a ‘senate of the nations and regions’ to
replace the House of Lords. However its constitutional role was not clear.
[4] A
separate English government, representing by far the most powerful and populous
nation within the UK, would probably lead to two rival governments.
Hi Paul, very interesting post and a very timely one given the political climate. I must say I agree with you that Brexit has revealed the cracks in the British constitution. Since the 23rd June 2016 the world has been witness to the failure of politics in the UK. The 29th March 2019 has been and gone and, despite Theresa May’s repeated exhortations, we are still in the EU. As of the 21st April 2019 there is still no consensus on how to proceed and the deadlock seems set to continue.
ReplyDeleteAs you know many have argued that Brexit is the UK’s constitutional moment - that now is the time to develop a codified constitution. But perhaps what is more necessary is political reform that will prevent another such crisis occurring in the future. I must say this blog certainly makes a convincing case for change. It outlines clearly the defects in the current system that are at the root of the trouble.
You not only illustrate the problems of the current political system; you also propose a solution. One of the reforms suggested is, very sensibly, a change from the First Past the Post system to the Alternative Vote method. This reform has been mooted previously but not adopted. However, this is accompanied by other changes, far more radical in nature, and perhaps such a path is necessary. Far too long the UK has adopted a reactive and piecemeal approach to constitutional problems but the result is never sufficient.
The only thing I would miss is the ritual of voting in the House of Commons!
Thank you for shedding some light on the political moment. I agree! We should seize this opportunity and fix the problems; not stick a plaster on them.
I really enjoyed reading this post and I will certainly recommend it to my Constitutional Law students.
Hi Paul
ReplyDeleteAn excellent analysis of the UK's constitutional crisis and a worthy set of recommendations for reform. Once the Brexit chimera has slunk back into the shadows from whence it came we will be left with a constitutional wasteland, littered with broken institutions exposed for what they are: exhausted. The UK has been complacent about its political institutions for at least fifty years, imagining that simply because we have 'muddled through' for a few centuries it follows that we will be able to muddle through for a few more. It is the culture as much as the form and rules that needs to change. To take one example: whereas in most other European countries (and in North America and the Far East) public administration is a serious academic pursuit, in the UK it is not. Although there are some good university faculties and think tanks, they are essentially disconnected from government and the civil service who, at bottom, have simply not bothered to take the idea of learning how to govern better remotely seriously. This has to change.
An insightful diagnosis of Britain's political crisis, crammed with first-order thoughts and garnished with sensible reform proposals. The author rightly identifies that Brexit is merely symptomatic of a wider malaise which, if left unchecked, might destroy the living organs of our political/constitutional anatomy. In an era of populism, disillusion and hate, the prescriptions outlined above present a worthy and welcome antidote. I happily endorse.
ReplyDeleteAn insightful diagnosis of Britain's political crisis, crammed with first-order thoughts and garnished with sensible reform proposals. The author rightly identifies that Brexit is merely symptomatic of a wider malaise which, if left unchecked, might destroy the living organs of our political/constitutional anatomy. In an era of populism, disillusion and hate, the prescriptions outlined above present a worthy and welcome antidote. I happily endorse- Chijioke Oforji
ReplyDeleteThank you!
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